Compliant by design with a configurable feature set for broker-dealers and firms that is responsive to financial service regulations, the Wealthbase Enterprise edition provides total control over how your team of financial advisors engage with consumers on Wealthbase.com and Wealthbase-powered sites.
Control all communication between advisors and prospects to ensure compliance via the web-based supervisor desk. Editing and pre and post-approval options and alert notifications, too.
Assign moderators from your firm to receive and post questions of an internal board or route to specific advisors on your team, in combination with investor profile matching tools.
Respond to questions, reply with financial proposals, make investing recommendations via multimedia engagement options, with compliance and archiving features.
Supervise advisor onboarding and control the features your advisors use on the Wealthbase network. View and analyze all Q&A and Advisor Pages engagement activity.
Place your firm's branded, contextually-relevant, interactive Q&A widgets on the publications and advertising networks of your choice and link your customized, branded landing pages.
Allow your advisors to share your firm's branded brochures, research reports, planning proposals and investment recommendations and other approved retail communications.
Create and manage private-label Q&A sites using your firm's brand and tailored to your marketing objectives, powered by the Wealthbase Q&A technology platform.
Run and view reports on all engagement activity, content distribution, private consumer ratings, and new client conversions per advisor, group or entire team.
Monitor, capture, archive and easily search/retrieve all communication between the advisors and consumers for audit trail purposes. Simple one-click export of all media for audit reports.